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The Actual Application on the Export Control of ITT at KAERI: Focused on the Implementation of Inner Self-Audit on the Organization of ICP
- 언어ENG
- URLhttps://db.koreascholar.com/Article/Detail/430926
In compliance with the amended export control of strategic items and technology in Jan. 2014, KAERI should pay attention to the export control of ITT (Intangible Technology Transfer). To control an ITT (Intangible Technologies Transfer) effectively and efficiently, the Korean government encourages the R&D institute and universities obtaining the ICP (Internal Compliance Program) from the relevant authority, MOTIE. This means that the exporters can control the ITT by themselves, because the exporters know very well the counterparts of the trading and the exporting items and technologies. In fact, ICP is for export control of dual-use items and technology in Korea. However, KAERI has tried to obtain a license from the authority, MOTIE. In an effort to do so, KAERI completed enacting a new internal self–regulation for export controls in 2016, and proceeded to apply for an ‘AA’ license of ICP in 2017 and obtained the ICP license in 2018 and re-obtained the license in 2021 from the MOTIE. In light of KAERI’s case, to obtain the ‘AA’ license of ICP is one of the best methods to increase the ability of export controls. As of now, there is no R&D institutes sponsored by the Korean government to obtain the ‘AA’ license of ICP except KAERI. KAERI can provide the actual methods as a standard case to the R&D institutes in Korea for obtaining an ‘AA’ license of ICP. According to the internal regulation of KAERI for export control, KAERI implemented an inner self-audit for export control in Nov. 2022. This is the first real self-audit for export control at KAERI. The main purpose of the self-audit is to check the transfer management of ITT and the relationship of relevant office through the interview of the staffs in the ICP organization. KAERI self-audit planed specifically and implemented for the achievement of the basic principal of selfaudit. The specific contents of this self-audit is as follows - The interview of the relevant offices: physical protection office, manpower planning office, manpower management office, nuclear education and training center, technology transfer office and international cooperation office, nuclear control and management office - Building the self-audit checklist considering the characteristics of each office - The confirmation of the inner procedure and the status of management on the export controls Through the interview of the relevant office, KAERI checked the inner procedure and the status of management on the export controls and tried to provide the supplementary measures of each relevant offices. The followings are the main results of the inner self-audit implemented in Nov. 2022. - Generally, the staffs know the meaning and relevant regulation such as foreigner’s management and the intangible technology transfer - Each office reflects the necessities of export controls on the relevant regulation and procedures and make DB for the proper duty. However, there is no indication for export controls on the DB - In the case of foreigner’s temporary visit for simple work and site tour, there is a difficult situation not to be able to check all the visitors by checking the denial lists - If necessary, KAERI may build the TFT (Task force Team) for the efficiency of export controls - Others
